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CAPITAL SECURITIES' PRIVACY POLICY
CAPITAL
SECURITIES INVESTMENT
CORPORATION has
always been committed to ensuring your confidentiality and maintaining your
privacy. We consider it a privilege
to serve your financial needs. Our
relationship with you is most important and we understand that you have
entrusted us with private personal information.
Our privacy policy applies to all our clients whether current or former.
CAPITAL
SECURITIES does
not sell your nonpublic personal information.
Protecting your privacy is important to us.
To
provide better services, we may share nonpublic personal information within CAPITAL
SECURITIES.
We also have other financial services companies, such as Capital
Securities Advisory Company, Inc and Capital Securities Insurance Agency. To better understand your financial needs and to deliver
financial products and services that meet them, we may share personal
information, such as transaction or experience data, with these affiliates, all
of which follow similar privacy policies. We
disclose nonpublic personal information only to companies that help us process
or service your transactions or account(s), including companies that print and
mail your account statements. We
may disclose or report personal information in limited circumstances to
nonaffiliated third parties pursuant to law, rules, regulations, standard
securities industry practice and/or legal process, including information and/or
documents received, shared, produced or provided in connection with a subpoena,
or other legal process or information from nonaffiliated third parties related
to servicing your account for purposes of providing securities clearing
services.
Administering your account. We may collect personal information about you from any one of the following: From you or your representative in connection with opening an account. This includes name, address, phone number, email address, Social Security number, and information about your interests, investments, and investment experience and suitability. From
you or your representative regarding margin loans, debit card or any other
financial product or service, whether in writing, in person, by telephone,
electronically or registering for one of our services, seminars, or accepting a
promotional offer for a CAPITAL
SECURITIES sponsored product or service. We maintain personal information about your transactions, including balances, positions and history, and may include your name or other data in an internal client list that reflects your activities at CAPITAL SECURITIES. We
also may collect information from consumer reporting agencies. Medical
information submitted by you as part of an insurance application or claim, which
is to be used only for the specific purposes authorized by you or law. Information
submitted by you as part of a Mutual Fund, Variable Annuity or Variable
Universal life application, which is to be used only for the specific purposes
authorized by you. Website
usage. We may collect information from our website through the use of
"cookies", an information-collecting device from a web server. This
information is only personally identifiable if you have chosen to identify
yourself, by opening an account.
CAPITAL
SECURITIES is
committed to implementing reasonable and appropriate measures to maintain your
non-public personal information in a secure and confidential fashion. We restrict access to personal information to our employees
and agents who have a need to know that information in order to provide product
or services to you and to maintain your accounts.
All employees are trained and are governed by strict code of conduct
and are required to safeguard and maintain the confidentiality of your personal
information.
If you have any questions or concerns relative to your account, you can review your statement personally. If you prefer you can call, write, or E-Mail your request. If you are serviced by an independent Registered Investment Representative of CAPITAL SECURITIES please contact them directly. Contact information is listed on your statement. |
