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WELCOME
TO
THE CAPITAL ADVANTAGE

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A
FULL SERVICE INVESTMENT
FIRM
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CAPITAL
SECURITIES
INVESTMENT
CORPORATION
has been a
full service broker-dealer firm since 1970 and registered as an insurance
agency offering individual investors and pension funds a wide variety of
investments such as Stocks, Bonds, Mutual Funds, Tax Deferred Annuities, Tax
Free Trusts, Retirement Plans, and other investment alternatives,
including insurance, to assist in reaching their investment objectives. |
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to: "The Capital Advantage"
PROFESSIONAL
BACK OFFICE
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CAPITAL
SECURITIES
INVESTMENT
CORPORATION
has access to a complete inventory of corporate bonds, municipal
bonds, mutual funds, OTC trading, listed stocks, unit investment
trusts, and tax advantaged investments.
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NO PROPRIETARY
PRODUCTS
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CAPITAL
SECURITIES
INVESTMENT
CORPORATION
is not owned or
controlled
by any
other broker dealer, investment company, insurance company bank, savings and
loan, credit union or other financial institution. Therefore we offer
NO proprietary products. |
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EASY ACCOUNT
ACCESS
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CAPITAL
SECURITIES
INVESTMENT
CORPORATION
is able to furnish you with current information on your account,
including current cash balances, buying power, SMA and current security
positions, are available for you to assist you with you investment
decisions. |
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HIGH
QUALITY
PRODUCTS AND RESPONSIVE
SERVICES
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All
clients of CAPITAL
SECURITIES
receive
the benefit of a complete line of
investment products and services. Products such as stocks, bonds, mutual funds, tax
deferred annuities, tax-free trusts, and other investment alternatives,
including insurance, are offered to assist clients in reaching their
objectives.
High-quality, responsive
service helps us earn the trust and support of our clients. |
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| PROFESSIONAL
EXPERIENCE |
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CAPITAL
SECURITIES
professional, dedicated staff is always responsive to your investment
needs. You will receive from our experienced staff, prompt
personal attention combined with the highest level and support and
service you deserve. Our management team and support staff has
years of experience in all aspects of Wall Street. |
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| SIPC/Excess Insurance: Protecting Customer Assets
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Customer assets are as important to
CAPITAL
SECURITIES
as they are to our
customers. As required under FINRA rules, CAPITAL
SECURITIES
is a member of the
Securities Investor Protection Corporation (SIPC). The SIPC protection level for
each individual brokerage account is $500,000 in cash and securities, with a
maximum of $100,000 in cash. An explanatory brochure is available upon request
or you can visit www.sipc.org.
SIPC coverage
provides protection in the event of a member firm failure and does not insure
against market decline.
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TRAINING
AND
CONTINUING
EDUCATION
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Through our close affiliation with
CAPITAL
SECURITIES
TRAINING
COMPANY
we can provide a means to train and register Series 6 and Series 7 brokers
as
well as provide
them with over 100 continuing education courses.
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